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JOIN WITH US FOR LIVE WEBINAR -"Tips on Dealing with Securities Regulatory Authorities - Audits, Etc
1:00 PM - 2:00 PM New York
Date: August 04, 2021 to August 04, 2021
Where: New York, New York,, New York County, New York, United States, 10000
Phone: N/A
Event Type: Other
Ticket Price: N/A
This webinar will discuss ways to effectively and efficiently deal with regulators, whether it be from an audit or other interaction. Regulators speak their own language and understanding this is imperative to building relationships and passing regulatory scrutiny. Areas Covered in the Webinar: Understanding the language of regulators Effectively and timely responding to regulators How to show your cooperating with regulators to earn their respect How to enhance your written and verbal communication with regulators How to develop sound relationships with management at a regulatory agency Developing trusting relationships with regulators Leveraging relationships with regulators to enhance your brand and reputation Ensuring a sound relationship between the CCO and regulators
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